Accelerating Auditing and Compliance for Generative Ai on Aws Grc302

Title: AWS re:Inforce 2024 - Accelerating auditing and compliance for generative AI on AWS (GRC302)

Insights:

  • Generative AI vs. Predictive AI: Generative AI differs significantly from predictive AI in terms of audit and compliance. Predictive AI uses finite data sources to generate predictable outputs, whereas generative AI uses large language models to create new content, making its outputs highly variable and contextual.
  • Compliance Challenges: The compliance landscape for generative AI is currently confusing and evolving. Existing guidelines like NIST AI 100 and ISO 42001 are either too general or not specifically tailored for generative AI. However, regulations are expected to become more stringent, with new laws emerging from entities like the White House and the EU.
  • AWS Audit Manager: AWS Audit Manager simplifies compliance reporting by automatically collecting and classifying data across AWS services. It supports frameworks with control objectives and provides tools for root cause analysis and evidence review.
  • AWS Generative AI Framework: AWS has developed a framework with 110 controls across eight domains (accuracy, fairness, privacy, resilience, responsible, safe, secure, and sustainable) to guide responsible AI use. This framework is designed to help customers navigate the uncertain compliance landscape.
  • Accuracy and Fairness: Ensuring the accuracy and fairness of generative AI outputs is crucial. Tools like Bedrock's model evaluation and human-in-the-loop processes help maintain these standards. Bias assessments and continuous monitoring are essential to mitigate discrimination and ensure equitable treatment.
  • Privacy and Resilience: Protecting user data and ensuring system resilience are key. Techniques like differential privacy and tools like CloudTrail data events and AWS Config help manage data governance and system robustness.
  • Responsible AI: Responsible AI encompasses all other domains, emphasizing the need for comprehensive governance, risk assessments, and continuous monitoring to ensure ethical and compliant AI operations.
  • Security and Sustainability: Security measures must cover data protection, access control, and asset management. Sustainability involves using energy-efficient algorithms and hardware, with tools like the Carbon Footprint tool in Cost Explorer providing insights into environmental impact.

Quotes:

  • "The audit evidence or compliance evidence for generative AI has to be very contextual. And you have to think about factors which you cannot predict, like making sure there is no bias in the data."
  • "When real compliance comes, you will be ready and you will already have the data and the evidence and the monitoring to support that compliance."
  • "Accuracy for AI systems is the correctness and integrity of information. It includes assurances that this information is accurate, free from alteration, and from an actual credible source."
  • "Fairness for generative AI considers inclusion, equity, and diversity to address bias and discrimination in the data outputs and model."
  • "Privacy is a very nuanced topic, and it means different things in different parts of the world. Keeping up with it is not an easy task."
  • "Generative AI systems should be able to adapt to unexpected changes in their environment, withstand those attacks or issues that potentially compromise consistent performance, and when an attack occurs being able to return quickly to a normal state."
  • "All parties that operate generative AI are responsible for the outcomes of those AI systems, regardless of intention."
  • "AI consumes a tremendous amount of energy. It's a lot of processing power. It's a lot of calculations. So it's super important to use a service like AWS Bedrock, which is running on the most efficient hardware possible."

This document provides a comprehensive overview of the key points and insights from the session, along with impactful quotes to highlight the critical aspects of auditing and compliance for generative AI on AWS.